On Thursday 9 November 2023, Saima Hanif KC will chair the following panel at the Legal Business Financial Regulatory and Disputes Summit:
10.00am – 10.50am A Review of FCA Enforcement Activity in 2023 and Future Trends
The Panel will discuss the impact of the recent Upper Tribunal decisions in Seiler v FCA and Bluecrest Capital Management (UK) LLP v FCA, on FCA investigations and enforcement action. The Panel will also consider future trends for possible enforcement activity, in areas such as sanctions compliance, non-financial misconduct and others.
The speakers are:
- Saima Hanif KC, 3VB (chair)
- Elaine Penrose, Partner, Hogan Lovells
- Gregory Brandman, Partner, Eversheds Sutherland
- Katherine Harle, Partner and Head of UK regulatory & investigations, Dentons
The conference will take place at the QEII Centre, Westminster, London. The full programme for the day can be found here.